Job Description: Enterprise Description: Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF. Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management. Acts as an ambassador of the risk culture. Incumbents typically have over 5+ years of risk management and/or LOB/ECF experience. May manage staff. LOB Description: The 'SCTO' Securities Core Trading Operations Risk & QA team provide independent assessment, monitoring of risk and control issues across Equities Operations.
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